SFC Licences of MAILLEUX Sebastien, Andre, Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 7 | 25 March 2021 | 10 July 2022 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 2 | 28 November 2018 | 10 July 2022 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 1 | 28 November 2018 | 10 July 2022 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 29 November 2017 | 28 November 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 29 November 2017 | 28 November 2018 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 15 September 2011 | 29 August 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 31 March 2009 | 29 August 2017 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 31 March 2009 | 30 December 2011 |
| Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 31 March 2009 | 30 December 2011 |