SFC Licences of CHEN Ningning 陳宁宁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Scotiatrust (Asia) Limited 豐業信託(亞太區)有限公司 RE 2 13 May 2013 01 September 2018
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 26 March 2013 09 April 2013
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 26 March 2013 09 April 2013
Natixis Asia Limited RE 2 25 March 2009 09 August 2012