SFC Licences of WALLACE Matthew Arnold
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 09 May 2012 | 04 November 2013 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 03 April 2009 | 18 June 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 03 April 2009 | 18 June 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 03 April 2009 | 18 June 2011 |