SFC Licences of WALLACE Matthew Arnold

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Corporate Finance (Hong Kong) Limited RE 6 09 May 2012 04 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 03 April 2009 18 June 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 03 April 2009 18 June 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 03 April 2009 18 June 2011