SFC Licences of NICOLAY Sylvain Henri Pierre
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 7 | 16 December 2019 | 14 May 2020 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 16 December 2019 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 16 December 2019 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 12 September 2014 | 16 December 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 12 September 2014 | 16 December 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 12 September 2014 | 16 December 2019 |
| Natixis Asia Limited | RE | 2 | 04 March 2010 | 18 June 2014 |
| Natixis Asia Limited | RE | 1 | 25 March 2009 | 18 June 2014 |