SFC Licences of LEE Wang Tak, Paul 李宏德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 30 March 2011 | 16 December 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 11 May 2010 | 16 December 2016 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 03 April 2009 | 01 March 2010 |