SFC Licences of CHAN Kong Yin 陳廣賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 12 April 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 12 April 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 12 April 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 3 02 October 2013 05 February 2015
BOCI Securities Limited 中銀國際證券有限公司 RE 2 08 August 2012 14 February 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 4 27 March 2009 14 February 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 1 27 March 2009 14 February 2019