SFC Licences of CHAN Kong Yin 陳廣賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 12 April 2019 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 12 April 2019 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 12 April 2019 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 02 October 2013 | 05 February 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 08 August 2012 | 14 February 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 27 March 2009 | 14 February 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 27 March 2009 | 14 February 2019 |