SFC Licences of GAO Ariana Jiasui 高嘉穗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 RO 4 20 April 2020
Yunfeng Securities Limited 雲鋒證券有限公司 RO 4 05 October 2018
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 RO 9 05 October 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 9 05 October 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 4 05 October 2018
Yunfeng Securities Limited 雲鋒證券有限公司 RE 4 31 July 2018 05 October 2018
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 RE 9 31 July 2018 05 October 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 9 31 July 2018 05 October 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 4 31 July 2018 05 October 2018
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 31 July 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 31 July 2018
Vision Capital Investment Management Limited 遠信資本投資管理有限公司 RE 4 16 February 2015 15 June 2018
Vision Capital Investment Management Limited 遠信資本投資管理有限公司 RE 1 16 February 2015 15 June 2018
Vision Capital Investment Management Limited 遠信資本投資管理有限公司 RE 9 20 May 2011 15 June 2018
CC Finance Limited 思齊資本融資有限公司 RE 6 24 February 2010 15 June 2018
CC Finance Limited 思齊資本融資有限公司 RE 4 24 February 2010 31 March 2011
CC Finance Limited 思齊資本融資有限公司 RE 1 24 February 2010 31 March 2011