SFC Licences of SHAN Kaipin 單凱頻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 26 August 2010 | 31 August 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 March 2009 | 31 August 2020 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 30 March 2009 | 26 August 2010 |