SFC Licences of SHUTE Christopher Linford
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 11 September 2012 | 29 January 2013 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 18 April 2011 | 11 September 2012 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 02 November 2010 | 18 April 2011 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 December 2009 | 01 November 2010 |
Sanston Financial Group Limited | RO | 1 | 07 May 2009 | 11 November 2009 |