SFC Licences of SHUTE Christopher Linford

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1 11 September 2012 29 January 2013
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RO 1 18 April 2011 11 September 2012
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1 02 November 2010 18 April 2011
CLSA Limited 中信里昂證券有限公司
RE 1 01 December 2009 01 November 2010
Sanston Financial Group Limited
RO 1 07 May 2009 11 November 2009