SFC Licences of MOK Sze Wai 莫施煒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	6	02 August 2021
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	6	25 June 2015	31 January 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	4	25 June 2015	31 January 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	25 June 2015	31 January 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	15 May 2015	05 June 2015
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	15 May 2015	05 June 2015
CLSA Limited 中信里昂證券有限公司	RE	1	15 May 2015	05 June 2015
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	6	03 July 2012	30 December 2014
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	03 July 2012	30 December 2014
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	6	28 May 2012	30 June 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	1	28 May 2012	30 June 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	6	01 August 2011	12 April 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	1	01 August 2011	12 April 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	1	08 April 2009	02 August 2010
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	6	08 April 2009	02 August 2010