SFC Licences of KARWAL Vijay Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 03 September 2018 | 14 March 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 03 September 2018 | 14 March 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 September 2018 | 14 March 2021 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 03 July 2012 | 15 October 2015 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 July 2012 | 15 October 2015 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 08 April 2009 | 30 June 2012 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 08 April 2009 | 30 June 2012 |