SFC Licences of LAU Yee Ho, Roger 劉以浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | 4 | 22 September 2022 | |
| Schroder Investment Management (Hong Kong) Limited | RO | 1 | 22 September 2022 | |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 01 March 2010 | 22 September 2022 |
| Schroder Investment Management (Hong Kong) Limited | RE | 9 | 01 March 2010 | |
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 09 February 2010 | 22 September 2022 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 | RE | 4 | 05 May 2009 | 28 January 2010 |