SFC Licences of GIAN Jia Ying
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 12 May 2023 | 19 May 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 May 2023 | 19 May 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 24 February 2023 | 02 March 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 February 2023 | 02 March 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 09 November 2017 | 18 May 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 November 2017 | 18 May 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 April 2009 | 17 March 2011 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 09 April 2009 | 17 March 2011 |