SFC Licences of MARSHALL James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pearl Bridge Asset Management Limited 橋匯資產管理有限公司 | RO | 9 | 15 January 2019 | 28 April 2020 |
| Pearl Bridge Asset Management Limited 橋匯資產管理有限公司 | RO | 4 | 15 January 2019 | 28 April 2020 |
| Fortune Origin Securities Limited 富中證券有限公司 | RO | 9 | 09 July 2009 | 05 March 2018 |
| Fortune Origin Securities Limited 富中證券有限公司 | RO | 4 | 09 July 2009 | 05 March 2018 |