SFC Licences of LAM Kou Ngai 林高巍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 05 March 2010 | 01 June 2014 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 05 March 2010 | 01 June 2014 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 16 November 2009 | 25 February 2010 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 19 October 2009 | 25 February 2010 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 11 May 2009 | 12 September 2009 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 21 April 2009 | 04 May 2009 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 21 April 2009 | 04 May 2009 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 08 April 2009 | 14 April 2009 |