SFC licenceholder AST289 NG Wing Yee, Joyce 伍詠儀

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 01 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 15 September 2011
Merrill Lynch Far East Limited RE [2] (Dealing in Futures Contracts) 02 September 2010 17 June 2011
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 14 April 2009 17 June 2011
Merrill Lynch Futures (Hong Kong) Limited RE [2] (Dealing in Futures Contracts) 14 April 2009 02 September 2010