SFC Licences of NG Wing Yee, Joyce 伍詠儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 September 2011 | |
| Merrill Lynch Far East Limited | RE | 2 | 02 September 2010 | 17 June 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 April 2009 | 17 June 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 14 April 2009 | 02 September 2010 |