SFC Licences of CHENG Hiu Tung 鄭曉彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 12 July 2013 | 20 August 2015 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 24 April 2012 | 20 August 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 19 March 2012 | 20 August 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 22 December 2010 | 20 August 2015 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 27 May 2010 | 03 December 2010 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 27 May 2010 | 03 December 2010 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 09 April 2009 | 03 December 2010 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 09 April 2009 | 03 December 2010 |