SFC Licences of CHENG Hiu Tung 鄭曉彤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 12 July 2013 20 August 2015
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 24 April 2012 20 August 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 19 March 2012 20 August 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 22 December 2010 20 August 2015
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 27 May 2010 03 December 2010
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 27 May 2010 03 December 2010
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 09 April 2009 03 December 2010
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 09 April 2009 03 December 2010