SFC Licences of HAUPTFUHRER Catherine Jean
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 21 April 2009 | 14 May 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 21 April 2009 | 14 May 2010 |