SFC Licences of FAN Suet Heung Fanny 范雪香
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 04 March 2010 | 31 January 2021 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 04 March 2010 | 27 January 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 17 April 2009 | 17 February 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 April 2009 | 17 February 2010 |