SFC Licences of LAY Joao Fernando
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 1 | 26 May 2021 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 04 October 2018 | 26 May 2021 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 21 March 2011 | 01 August 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 22 September 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 20 April 2009 | 22 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 April 2009 | 22 September 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 20 April 2009 | 20 August 2010 |