SFC Licences of LOK Colin Wai Hung 駱偉雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 07 September 2021 | |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 06 February 2018 | 08 August 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 03 March 2014 | 27 October 2017 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 13 February 2014 | 27 October 2017 |
| Success Securities Limited 實德證券有限公司 | RE | 1 | 18 May 2009 | 30 January 2014 |