SFC Licences of GUO Wei 郭煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | 4 | 02 May 2018 | |
| Schroder Investment Management (Hong Kong) Limited | RO | 1 | 02 May 2018 | |
| Schroder Investment Management (Hong Kong) Limited | RE | 9 | 10 June 2010 | 25 January 2023 |
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 10 June 2010 | 02 May 2018 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 10 June 2010 | 02 May 2018 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 5 | 30 June 2009 | 05 February 2010 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 30 June 2009 | 05 February 2010 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 30 June 2009 | 05 February 2010 |