SFC Licences of VAN GULIK Robert Ken

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 20 December 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 04 September 2017 18 September 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 19 January 2011 31 August 2015
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 19 January 2011 31 August 2015
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 22 April 2009 24 December 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 22 April 2009 24 December 2010