SFC Licences of CHEN Chia-hui 陳佳慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Valuable Capital Limited 華盛資本証券有限公司 RE 9 16 January 2024
Valuable Capital Limited 華盛資本証券有限公司 RE 4 16 January 2024
Valuable Capital Limited 華盛資本証券有限公司 RE 1 16 January 2024
Hong Kong Asset Management Limited 香港資產管理有限公司 RE 9 24 March 2023 01 November 2023
Hong Kong Asset Management Limited 香港資產管理有限公司 RE 4 24 March 2023 01 November 2023
Hong Kong Asset Management Limited 香港資產管理有限公司 RE 1 24 March 2023 01 November 2023
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 4 18 March 2022 09 November 2022
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 1 18 March 2022 09 November 2022
Assured Asset Management Limited 安誼金融投資股份有限公司 RE 9 02 December 2021 08 February 2022
Assured Asset Management Limited 安誼金融投資股份有限公司 RE 4 02 December 2021 08 February 2022
Assured Asset Management Limited 安誼金融投資股份有限公司 RE 1 02 December 2021 08 February 2022
Assured Asset Management Limited 安誼金融投資股份有限公司 RO 4 10 May 2021 02 December 2021
Assured Asset Management Limited 安誼金融投資股份有限公司 RO 1 10 May 2021 02 December 2021
Assured Asset Management Limited 安誼金融投資股份有限公司 RE 4 12 March 2021 10 May 2021
Assured Asset Management Limited 安誼金融投資股份有限公司 RE 1 12 March 2021 10 May 2021
AMTD Wealth Management Solutions Group Limited RO 4 09 January 2019 02 November 2020
AMTD Wealth Management Solutions Group Limited RO 1 09 January 2019 02 November 2020
orientiert International Markets Limited RO 4 09 January 2019 02 November 2020
orientiert International Markets Limited RO 1 09 January 2019 02 November 2020
orientiert XYZ Securities Limited RO 4 09 January 2019 02 November 2020
orientiert XYZ Securities Limited RO 1 09 January 2019 02 November 2020
orientiert XYZ Securities Limited RE 4 25 July 2016 09 January 2019
orientiert XYZ Securities Limited RE 1 25 July 2016 09 January 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 11 March 2013 02 June 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 11 March 2013 02 June 2016
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 26 April 2012 07 February 2013
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 13 April 2011 07 February 2013
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 April 2011 07 February 2013
Aspen Hill Partners (Hong Kong) Limited RE 9 02 November 2009 15 March 2011
Aspen Hill Partners (Hong Kong) Limited RE 4 02 November 2009 15 March 2011
SJS Markets Limited RE 1 21 April 2009 12 October 2009