SFC Licences of LI Min 李敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RO	9	02 June 2020	28 June 2021
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RO	4	06 December 2019	28 June 2021
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司	RO	1	06 December 2019	28 June 2021
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RE	9	23 October 2019	02 June 2020
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RE	4	23 September 2019	06 December 2019
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司	RE	1	23 September 2019	06 December 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	12 December 2017	27 June 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	12 December 2017	27 June 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	6	12 December 2017	27 June 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	1	12 December 2017	27 June 2019
Macquarie Capital Limited 麥格理資本股份有限公司	RE	4	17 July 2017	26 September 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	04 April 2014	17 March 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	04 April 2014	17 March 2017
Oriental Patron Securities Limited 東英亞洲證券有限公司	RO	4	26 April 2013	01 April 2014
Oriental Patron Securities Limited 東英亞洲證券有限公司	RE	4	15 August 2012	26 April 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	4	23 April 2009	24 March 2012