SFC Licences of LI Min 李敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kaisa Asset Management Limited 佳兆業資產管理有限公司
RO 9 02 June 2020 28 June 2021
Oriental Patron Securities Limited 東英亞洲證券有限公司
RE 4 15 August 2012 26 April 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
RE 4 23 April 2009 24 March 2012
Kaisa Asset Management Limited 佳兆業資產管理有限公司
RO 4 06 December 2019 28 June 2021
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司
RO 1 06 December 2019 28 June 2021
Kaisa Asset Management Limited 佳兆業資產管理有限公司
RE 9 23 October 2019 02 June 2020
Kaisa Asset Management Limited 佳兆業資產管理有限公司
RE 4 23 September 2019 06 December 2019
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司
RE 1 23 September 2019 06 December 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 12 December 2017 27 June 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 12 December 2017 27 June 2019
Macquarie Capital Limited 麥格理資本股份有限公司
RE 4 17 July 2017 26 September 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 1, 4 04 April 2014 17 March 2017
Oriental Patron Securities Limited 東英亞洲證券有限公司
RO 4 26 April 2013 01 April 2014