SFC Licences of TEO Swee Yong 張芮榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 18 August 2023 | |
UBS Securities Asia Limited | RE | 1 | 18 August 2023 | |
UBS Securities Asia Limited | RE | 1 | 26 July 2023 | 04 August 2023 |
UBS Securities Asia Limited | RE | 1 | 07 March 2023 | 12 March 2023 |
UBS Securities Asia Limited | RE | 1 | 03 February 2023 | 24 February 2023 |
UBS Securities Asia Limited | RE | 1 | 04 January 2023 | 17 January 2023 |
UBS Securities Asia Limited | RE | 1 | 09 December 2022 | 15 December 2022 |
UBS Securities Asia Limited | RE | 1 | 02 December 2021 | 10 December 2021 |
UBS Securities Asia Limited | RE | 1 | 09 March 2020 | 09 April 2020 |
UBS Securities Asia Limited | RE | 1 | 30 May 2018 | 06 March 2020 |
UBS Securities Asia Limited | RE | 1 | 23 April 2009 | 16 December 2014 |