SFC Licences of KARAS Bernhard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ever-Long Securities Company Limited 長雄證券有限公司 | RE | 4 | 27 September 2019 | 26 June 2020 |
| Ever-Long Securities Company Limited 長雄證券有限公司 | RE | 1 | 27 September 2019 | 26 June 2020 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 21 December 2016 | 30 April 2019 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 21 December 2016 | 30 April 2019 |
| M3 Capital Partners (HK) Limited | RO | 1 | 29 May 2009 | 01 January 2011 |