SFC Licences of XIONG Zhe 熊哲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Asset Management Limited 建銀國際資產管理有限公司
RE 1 13 September 2013 02 July 2019
CCB International Asset Management Limited 建銀國際資產管理有限公司
RE 4 14 August 2013 02 July 2019
CCB International Asset Management Limited 建銀國際資產管理有限公司
RE 9 27 August 2009 02 July 2019
CCB International Capital Limited 建銀國際金融有限公司
RE 1, 6 27 April 2009 24 August 2009