SFC Licences of SPENSLEY Oliver Giles

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 08 July 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 08 July 2022
Instinet Pacific Limited 極訊亞太有限公司 RE 7 24 September 2019 25 August 2020
Instinet Pacific Limited 極訊亞太有限公司 RE 4 24 September 2019 25 August 2020
Instinet Pacific Limited 極訊亞太有限公司 RE 1 02 September 2019 25 August 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 22 September 2014 01 September 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 22 September 2014 01 September 2019
Instinet Pacific Limited 極訊亞太有限公司 RE 7 10 December 2012 20 September 2014
Instinet Pacific Limited 極訊亞太有限公司 RE 1 10 December 2012 20 September 2014
Instinet Pacific Limited 極訊亞太有限公司 RE 4 10 December 2012 20 September 2014
Nomura Securities (Hong Kong) Limited RE 2 06 September 2010 09 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 06 September 2010 09 December 2012
Nomura Securities (Hong Kong) Limited RE 1 06 September 2010 09 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 06 September 2010 09 December 2012
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 30 April 2009 05 July 2010