SFC Licences of SPENSLEY Oliver Giles

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	08 July 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	08 July 2022
Instinet Pacific Limited 極訊亞太有限公司	RE	7	24 September 2019	25 August 2020
Instinet Pacific Limited 極訊亞太有限公司	RE	4	24 September 2019	25 August 2020
Instinet Pacific Limited 極訊亞太有限公司	RE	1	02 September 2019	25 August 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	22 September 2014	01 September 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	22 September 2014	01 September 2019
Instinet Pacific Limited 極訊亞太有限公司	RE	7	10 December 2012	20 September 2014
Instinet Pacific Limited 極訊亞太有限公司	RE	4	10 December 2012	20 September 2014
Instinet Pacific Limited 極訊亞太有限公司	RE	1	10 December 2012	20 September 2014
Nomura Securities (Hong Kong) Limited	RE	2	06 September 2010	09 December 2012
Nomura Securities (Hong Kong) Limited	RE	1	06 September 2010	09 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	06 September 2010	09 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	06 September 2010	09 December 2012
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	30 April 2009	05 July 2010