SFC Licences of MC GUIRE Yuk Yin 方玉燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 24 September 2019 | 28 January 2020 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 24 September 2019 | 28 January 2020 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 02 September 2019 | 28 January 2020 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 14 October 2015 | 01 September 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 October 2015 | 01 September 2019 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 04 April 2011 | 14 September 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 04 April 2011 | 14 September 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 04 April 2011 | 14 September 2015 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 04 April 2011 | 14 September 2015 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 30 April 2009 | 07 February 2011 |