SFC Licences of AGRAWAL Vineet
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 20 May 2013 | 25 July 2013 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 31 October 2011 | 29 March 2013 |
Macquarie Asia Securities Limited | RE | 2 | 25 June 2009 | 01 December 2010 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 30 April 2009 | 01 December 2010 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 30 April 2009 | 01 December 2010 |