SFC Licences of GUO Rongjun 郭榮君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 9 20 September 2019
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 4 20 September 2019
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 10 May 2013 12 May 2019
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 4 10 May 2013 12 May 2019
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 1 10 May 2013 03 August 2018
Eastern Marathon Investment Management (Hong Kong) Company Limited 東方馬拉松投資管理(香港)有限公司 RE 9 10 July 2012 30 April 2013
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 9 04 October 2010 30 June 2012
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 4 04 October 2010 30 June 2012
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 1 04 October 2010 30 June 2012