SFC Licences of LAM Yi, Joyce 林怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Atta Capital Limited 紅蟻資本有限公司 | RE | 9 | 05 May 2017 | 22 November 2021 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 04 May 2009 | 04 January 2010 |