SFC Licences of LAM Yi, Joyce 林怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Atta Capital Limited 紅蟻資本有限公司 RE 9 05 May 2017 22 November 2021
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 04 May 2009 04 January 2010