SFC Licences of CHUI Man Nga 崔雯雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 9 | 19 February 2021 | |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 06 June 2016 | 10 January 2021 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RO | 4 | 30 December 2015 | 15 May 2016 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 21 August 2015 | 30 December 2015 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 24 March 2015 | 07 August 2015 |
| Cinda International Research Limited 信達國際研究有限公司 | RE | 4 | 08 February 2012 | 14 November 2014 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 06 May 2009 | 02 January 2012 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 06 May 2009 | 02 January 2012 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 06 May 2009 | 02 January 2012 |