SFC Licences of KAROFSKY Robert B
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 21 June 2018 | |
UBS Securities Asia Limited | RE | 1 | 14 March 2018 | 16 March 2018 |
UBS Securities Asia Limited | RE | 1 | 20 October 2017 | 27 October 2017 |
UBS Securities Asia Limited | RE | 1 | 07 July 2017 | 14 July 2017 |
UBS Securities Asia Limited | RE | 1 | 06 January 2017 | 13 January 2017 |
UBS Securities Asia Limited | RE | 1 | 15 September 2016 | 23 September 2016 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 06 May 2009 | 30 June 2009 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 May 2009 | 30 June 2009 |