SFC Licences of LIU Shih-Hun 劉世琿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 19 March 2010 | 29 April 2011 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 December 2009 | 29 April 2011 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 December 2009 | 29 April 2011 |