SFC Licences of WONG Cheuk Lam 王卓琳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Smart Empire Asset Management Limited 明堡資產管理有限公司
RE 4, 9 13 May 2020 26 September 2021
Well Link Securities Limited 立橋證券有限公司
RE 1 05 June 2009 12 March 2010
AllianceBernstein Hong Kong Limited 聯博香港有限公司
RE 4 19 February 2019 05 July 2019
AllianceBernstein Hong Kong Limited 聯博香港有限公司
RE 1 28 January 2019 05 July 2019
Business Securities Limited 東信證券有限公司
RE 1 29 June 2018 10 August 2018
Fortune Asset Management Limited 富強資產管理有限公司
RE 9 05 April 2016 30 September 2016
Fortune (HK) Securities Limited 富強證券有限公司
RE 1 05 April 2016 30 September 2016
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司
RE 1 22 June 2010 14 January 2011
Well Link Securities Limited 立橋證券有限公司
RE 2 23 October 2009 12 March 2010