SFC Licences of WONG Cheuk Lam 王卓琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Smart Empire Asset Management Limited 明堡資產管理有限公司 | RE | 9 | 13 May 2020 | 26 September 2021 |
| Smart Empire Asset Management Limited 明堡資產管理有限公司 | RE | 4 | 13 May 2020 | 26 September 2021 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 19 February 2019 | 05 July 2019 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 28 January 2019 | 05 July 2019 |
| Business Securities Limited 東信證券有限公司 | RE | 1 | 29 June 2018 | 10 August 2018 |
| Fortune Asset Management Limited 富強資產管理有限公司 | RE | 9 | 05 April 2016 | 30 September 2016 |
| Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 05 April 2016 | 30 September 2016 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 22 June 2010 | 14 January 2011 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 22 June 2010 | 14 January 2011 |
| Well Link Securities Limited 立橋證券有限公司 | RE | 2 | 23 October 2009 | 12 March 2010 |
| Well Link Securities Limited 立橋證券有限公司 | RE | 1 | 05 June 2009 | 12 March 2010 |