SFC Licences of HOWIE Lynden Karl
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | 1 | 11 January 2011 | 28 April 2011 |
| UBS Securities Asia Limited | RE | 1 | 18 May 2009 | 11 January 2011 |