SFC Licences of LEE Kwun Fan, Kelvin 李冠勳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RO | 2 | 31 August 2020 | |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RE | 2 | 16 January 2014 | 31 August 2020 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RE | 1 | 16 January 2014 | 20 July 2020 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 13 March 2013 | 13 December 2013 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 06 February 2013 | 13 December 2013 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 06 February 2013 | 13 December 2013 |
| Nittan Capital Asia Limited 溢勝亞洲有限公司 | RE | 1 | 27 September 2011 | 30 September 2012 |
| Megabase Futures Company Limited 萬達基(期貨)有限公司 | RE | 2 | 02 November 2009 | 30 April 2011 |
| Megabase Securities Limited 萬達基證券有限公司 | RE | 1 | 17 June 2009 | 30 April 2011 |