SFC Licences of IRVINE Peter Stuart
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 11 November 2013 | 01 August 2014 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 11 November 2013 | 01 August 2014 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 4 | 13 December 2012 | 11 November 2013 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 1 | 03 July 2012 | 11 November 2013 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 1 | 16 June 2011 | 30 June 2012 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 08 March 2010 | 16 June 2011 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 1 | 08 September 2009 | 08 March 2010 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 15 May 2009 | 08 September 2009 |