SFC Licences of LAU Nga Ki 劉雅琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 24 March 2020 | |
SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 18 July 2018 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 October 2014 | 22 September 2017 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 24 October 2013 | 28 September 2014 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 03 December 2012 | 10 June 2013 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 08 June 2009 | 06 September 2011 |