SFC Licences of LAU Nga Ki 劉雅琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPDB International Securities Limited 浦銀國際證券有限公司 RE 1 24 March 2020
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 18 July 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 1 20 October 2014 22 September 2017
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 24 October 2013 28 September 2014
Target Capital Management Limited 泰達資產管理有限公司 RE 1 03 December 2012 10 June 2013
Celestial Securities Limited 時富證券有限公司 RE 1 08 June 2009 06 September 2011