SFC Licences of LAM Tsz Ching 林子靖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 9 | 10 December 2018 | |
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 10 December 2018 | |
LBN Advisers Limited 利邦投資顧問有限公司 | RE | 9 | 12 June 2012 | 11 April 2015 |
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 2 | 15 April 2011 | 30 May 2012 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 15 April 2011 | 30 May 2012 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 12 May 2009 | 10 April 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 12 May 2009 | 10 April 2011 |