SFC Licences of HUTCHINS Jeff Daniel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 06 September 2018 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 20 April 2018 | 06 September 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 21 March 2012 | 30 March 2013 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 21 March 2012 | 30 March 2013 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 21 March 2012 | 30 March 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 18 May 2009 | 18 June 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 18 May 2009 | 18 June 2009 |