SFC Licences of YIP Pui Yee 葉佩兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 27 December 2019 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 28 September 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 October 2010 | 28 September 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 11 October 2010 | 05 September 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 11 October 2010 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 11 October 2010 | 06 December 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 13 May 2009 | 06 November 2009 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 13 May 2009 | 06 November 2009 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 13 May 2009 | 06 November 2009 |