SFC Licences of LO Ning Yue, Sam 羅寧雨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 02 August 2021
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 02 August 2021
Premia Partners Company Limited 睿亞資產管理有限公司 RE 4 02 September 2020 12 February 2021
Premia Partners Company Limited 睿亞資產管理有限公司 RE 1 02 September 2020 12 February 2021
Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 RE 1 20 May 2019 16 July 2020
Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 RE 9 25 October 2016 04 April 2019
Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 RE 4 25 October 2016 04 April 2019
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 9 25 October 2016 04 April 2019
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 4 25 October 2016 04 April 2019
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 1 25 October 2016 04 April 2019
Value Partners Limited 惠理基金管理公司 RE 9 25 October 2016 04 April 2019
Value Partners Limited 惠理基金管理公司 RE 4 25 October 2016 04 April 2019
Value Partners Limited 惠理基金管理公司 RE 1 25 October 2016 04 April 2019
Enhanced Investment Products Limited 易亞投資管理有限公司 RE 9 23 March 2015 30 June 2016
Enhanced Investment Products Limited 易亞投資管理有限公司 RE 4 23 March 2015 30 June 2016
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 RE 2 24 June 2009 14 June 2010
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 RE 1 24 June 2009 14 June 2010