SFC Licences of TAM Ho Yeung 譚浩洋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Demeter Capital Limited 東禾資本有限公司 RO 9 09 May 2023
Demeter Capital Limited 東禾資本有限公司 RO 4 09 May 2023
Hong Kong Zhongzheng Fund Management Limited 香港忠正基金管理有限公司 RO 9 14 April 2020 31 March 2023
Hong Kong Zhongzheng Fund Management Limited 香港忠正基金管理有限公司 RO 4 14 April 2020 31 March 2023
Central Wealth Asset Management Limited 中達資產管理有限公司 RO 9 01 March 2018 03 April 2020
Central Wealth Asset Management Limited 中達資產管理有限公司 RO 4 01 March 2018 03 April 2020
CMBC Asset Management Company Limited 民銀資產管理有限公司 RO 9 09 March 2017 31 August 2017
North Beta International Securities Limited 北拓國際證券有限公司 RE 1 21 June 2010 05 June 2015
North Beta International Securities Limited 北拓國際證券有限公司 RE 1 09 September 2009 14 April 2010
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 19 May 2009 01 August 2009
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 19 May 2009 01 August 2009
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 19 May 2009 01 August 2009