SFC Licences of HO Wai Lun 何偉麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 22 August 2017 | |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 17 May 2017 | |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 17 May 2017 | |
| CVP Capital Limited | RE | 6 | 17 March 2017 | 01 May 2017 |
| CVP Capital Limited | RE | 4 | 17 March 2017 | 01 May 2017 |
| CVP Capital Limited | RE | 1 | 17 March 2017 | 01 May 2017 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 21 March 2016 | 13 September 2016 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 23 September 2013 | 20 June 2015 |
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 | RE | 3 | 04 July 2012 | 10 September 2013 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 30 September 2009 | 14 November 2011 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 20 May 2009 | 14 November 2011 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 20 May 2009 | 14 November 2011 |