SFC Licences of TSE Kwok Ting 謝幗婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司 | RE | 9 | 09 September 2013 | 20 May 2015 |
| ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理（國際）有限公司 | RE | 4 | 09 September 2013 | 20 May 2015 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 18 February 2010 | 24 April 2010 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 18 February 2010 | 24 April 2010 |
| Value Partners Limited 惠理基金管理公司 | RE | 1 | 15 June 2009 | 05 February 2010 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 4 | 15 June 2009 | 05 February 2010 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 1 | 15 June 2009 | 05 February 2010 |
| Value Partners Limited 惠理基金管理公司 | RE | 9 | 15 June 2009 | 05 February 2010 |
| Value Partners Limited 惠理基金管理公司 | RE | 4 | 15 June 2009 | 05 February 2010 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 9 | 15 June 2009 | 05 February 2010 |