SFC Licences of LIU Ning 劉寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 2 | 01 February 2019 | |
UBS Securities Asia Limited | RE | 2 | 01 February 2019 | |
UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | |
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | |
UBS Securities Hong Kong Limited | RE | 7 | 13 October 2011 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 25 May 2009 | 18 December 2016 |
UBS Securities Asia Limited | RE | 1 | 25 May 2009 |