SFC Licences of LAU Ning Fung, Roland 劉寧鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Joy Rich Asset Management Company Limited 凱富資產管理有限公司 | RO | 9 | 01 February 2021 | |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 | RO | 1 | 25 April 2017 | 25 October 2017 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 10 January 2012 | 01 March 2015 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 10 January 2012 | 01 March 2015 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 10 January 2012 | 01 March 2015 |
| Skyway-Pharos Asset Management Limited 天順(法路氏)資產管理有限公司 | RE | 9 | 23 September 2011 | 30 November 2011 |
| Skyway-Pharos Asset Management Limited 天順(法路氏)資產管理有限公司 | RE | 4 | 23 September 2011 | 30 November 2011 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 24 June 2009 | 31 January 2010 |